Transparency and Disclosure

Principles for the Ongoing Disclosure of Asset-Backed Securities

The Principles for Ongoing Disclosure for Asset Backed Securities aim to enhance investor protection by providing guidance to regulators that are developing or reviewing their disclosure regimes for offerings and listings of asset backed securities.

Suspension of Redemptions in Collective Investment Schemes

Principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning suspensions of redemptions.

Report on OTC Derivatives Data Reporting and Aggregation Requirements

Obligation of OTC derivatives contracts to be reported to trade repositories (TRs) in order to improve transparency, mitigate systemic risk and protect against market abuse in the OTC derivatives markets.

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