Transparency and Disclosure

Principles to Address Dark Liquidity

These principles focus on a number of areas of regulatory concern which may adversely impact the market including transparency and price discovery, market fragmentation, knowledge of trading intentions, fair access; and the ability to assess actual trading volume in dark pools.

Principles on Point of Sale Disclosure

Principles that are designed to assist markets and market authorities when considering point of sale disclosure requirements for collective investment schemes (CIS).

Archives

2023 (1)
2020 (1)
July (1)
2019 (1)
2014 (2)
April (2)
2013 (4)
July (1)
June (1)
2011 (2)
May (1)
2010 (3)
July (1)
April (1)
2009 (2)
May (1)
2007 (2)
March (1)
2003 (1)
2002 (2)
1997 (1)