This document serves as a supplement to the requirements set out in the Basel III rules text. In addition to providing guidance for national authorities, this document should help banks understand and anticipate the buffer decisions in the jurisdictions to which they have credit exposures.
Prudential Supervision and Oversight
1 November 2010
The objectives of private pension supervision focus on protecting the interests of pension fund members and beneficiaries, by promoting the stability, security and good governance of pension funds.
This document clarifies supervisory expectations on the range of industry AMA practices while promoting increased convergence in operational risk management.
The purpose of this paper is to encourage the establishment of sufficient supervisory power and authority to ensure that supervision has proper regard to all entities which may affect the overall risk profile and/or financial position of the group as a whole and/or the individual entities within the group; and to promote greater consistency between jurisdictions.