IOSCO

High-Level Principles for Business Continuity

The document outlines business continuity principles that apply to industry participants and financial authorities.

Compliance Function at Market Intermediaries

This document sets out principles with measures for implementation to assist market intermediaries to increase the effectiveness of their compliance function.

Archives

2023 (10)
2022 (6)
August (1)
July (2)
April (1)
March (2)
2020 (3)
2017 (11)
2016 (3)
August (1)
June (1)
May (1)
2014 (3)
July (1)
2013 (9)
August (1)
July (2)
June (1)
May (1)
March (1)
2012 (12)
2011 (4)
May (1)
2010 (5)
August (1)
July (1)
May (1)
April (1)
2009 (6)
July (1)
June (3)
May (1)
2008 (2)
July (1)
May (1)
2007 (2)
2006 (2)
August (1)
March (1)
2004 (1)
May (1)
2002 (3)
2001 (1)
April (1)
2000 (1)