Financial Regulation and Supervision

Policy recommendations to address structural vulnerabilities from asset management activities

This FSB report sets out 14 policy recommendations to address structural vulnerabilities from asset management activities that could potentially present financial stability risks.

Revised Policy Recommendations to Address Structural Vulnerabilities from Liquidity Mismatch in Open-Ended Funds

The FSB revised recommendations set out the key objectives that an effective regulatory and supervisory framework should achieve to address the vulnerabilities arising from liquidity mismatch in open-ended funds.

Anti-dilution Liquidity Management Tools – Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes

The report provides guidance to responsible entities on the use of anti-dilution liquidity management tools.

Policy Recommendations for Decentralized Finance (DeFi)

This report sets forth policy recommendations to address market integrity and investor protection concerns arising from Decentralized Finance (DeFi) by supporting greater consistency of regulatory frameworks and oversight.

Recommendations on Accounting for Goodwill

IOSCO has developed these recommendations for issuers, audit committees (or those charged with governance) and external auditors to enhance the reliability, faithful representation and transparency of goodwill recorded and disclosed in the financial statements.

Final Report on Enhancing Third-party Risk Management and Oversight – A Toolkit for Financial Institutions and Financial Authorities

The toolkit provides definitions and tools to help financial institutions to monitor, identify and manage risks arising from third-party services and financial authorities in their oversight.

Policy Recommendations for Crypto and Digital Asset Markets

The 18 policy recommendations for the regulation of crypto and digital assets are designed to support greater consistency with respect to regulatory frameworks and oversight in IOSCO member jurisdictions, to address concerns related to market integrity and investor protection arising from crypto-asset activities.

Compliance Carbon Markets

The report identifies a set of recommendations for Compliance Carbon Markets in addressing issues around integrity and orderly functioning, including secondary markets in both spot and derivatives markets. The aim of these recommendations is to support jurisdictions seeking to establish new or to enhance their existing compliance carbon markets to do so in the most effective way possible, learning from the experience of others.

High-level Recommendations for the Regulation, Supervision and Oversight of Crypto-asset Activities and Markets: Final report

FSB recommendations on regulation, supervision and oversight of crypto-asset activities and markets.

Cyber Lexicon

The lexicon comprises a set of approximately 50 core terms related to cyber security and cyber resilience in the financial sector.

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