Financial Regulation and Supervision

Good Practices for Financial Consumer Protection

Comprehensive reference on good practices for financial consumer protection.

Application Paper on Product Oversight in Inclusive Insurance

The Application Paper on Product Oversight in Inclusive Insurance provides guidance to supervisors, regulators and policymakers when considering, designing and implementing regulations and supervisory practices on product oversight in inclusive insurance markets.

Application paper on group corporate governance

This IAIS Application Paper identifies good supervisory practices and examples to address challenges specific to the governance of insurance groups.

Guidance on AML/CFT measures and financial inclusion, with a supplement on customer due diligence

The objective of this updated FATF report is to encourage countries to make use of the FATF Recommendations’ flexibility to provide sound financial services to the financially excluded.

Guidance on private sector information sharing

This FATF guidance sets out the obstacles related to effective exchange of information between financial institutions, articulates the requirements of the FATF Recommendations in this context and aims to improve effective information sharing.

Identification and management of step-in risk

This BCBS document contains the guidelines on identification and management of step-in risk, which aim to mitigate the systemic risks stemming from potential financial distress in shadow banking entities spilling over to banks.

Application paper on regulation and supervision of mutuals, cooperatives and community-based organisations in increasing access to insurance markets

Based on the IAIS Insurance Core Principles the Paper provides guidance on the supervision of Mutuals, Cooperatives and Community-based Organisations (MCCOs) to increase access to insurance markets.

Magazine article: What a Difference a Decade Makes

Article by Mark Carney, Chair of the Financial Stability Board and Governor of the Bank of England, published in a magazine by the G20 Research Group at the University of Toronto at the time of the G20 Leaders’ Summit in Hamburg.  

Guidance on continuity of access to Financial Market Infrastructures (FMIs) for a Firm in Resolution

FSB guidance on how firms that have entered resolution should continue to have access to financial market infrastructures (FMIs).

Guiding Principles on the Internal Total Loss-Absorbing Capacity of G-SIBs (‘Internal TLAC’)

These guiding FSB principles are intended to assist authorities and firms as they implement the internal total loss-absorbing capacity (internal TLAC) requirement of the FSB’s TLAC standard.

Archives

2024 (2)
April (1)
2023 (13)
2022 (10)
2021 (21)
2019 (27)
July (1)
June (3)
May (1)
2017 (16)
2015 (17)
2014 (10)
June (1)
April (2)
March (1)
2013 (20)
2012 (15)
2011 (8)
2010 (12)
August (1)
July (1)
May (1)
April (2)
March (1)
2009 (11)
July (1)
June (3)
May (1)
April (2)
2008 (5)
July (1)
May (1)
March (1)
2006 (5)
August (1)
June (2)
March (1)
2005 (4)
July (1)
April (1)
2004 (1)
May (1)
2002 (3)
1999 (1)
1996 (1)
1983 (1)
May (1)