Financial Regulation and Supervision

Anti-Money Laundering Guidance for Collective Investment Schemes

The document provides guidelines on how to apply global AMF/CFT standards to the operation of collective investment schemes (CIS).

Guidance on the estimation of loss given default (Reference to Paragraph 468 of the Basel II framework)

This document provides further clarification surrounding the quantification of loss-given-default (LGD) parameters used for Pillar 1 capital calculations.This guidance is not intended to amend the Revised Basel II Framework Document issued in June 2004 or to introduce any new rules.

Compliance and the compliance function in banks

This document provides basic guidance for banks and sets out banking supervisors' views on compliance in banking organisations.

Outsourcing in Financial Services

This document presents a set of principles to assist firms and regulators in considering their outsourcing activities

Archives

2024 (2)
April (1)
2023 (13)
2022 (10)
2021 (21)
2019 (27)
July (1)
June (3)
May (1)
2017 (16)
2015 (17)
2014 (10)
June (1)
April (2)
March (1)
2013 (20)
2012 (15)
2011 (8)
2010 (12)
August (1)
July (1)
May (1)
April (2)
March (1)
2009 (11)
July (1)
June (3)
May (1)
April (2)
2008 (5)
July (1)
May (1)
March (1)
2006 (5)
August (1)
June (2)
March (1)
2005 (4)
July (1)
April (1)
2004 (1)
May (1)
2002 (3)
1999 (1)
1996 (1)
1983 (1)
May (1)