Financial Regulation and Supervision

Supervisory Guidance on Dealing with Weak Banks

This document discusses the underlying supervisory preconditions for dealing with weak banks and techniques that will allow the supervisor to identify problems. These phases include preparatory work on recovery and resolution issues. The document also discusses the corrective measures available to turn around a weak bank and, for resolution authorities, tools for dealing with failing or failed banks.

Corporate governance principles for banks

This document contains a set of principles for enhancing sound corporate governance practices at banking organisations. The Basel Committee's revised principles provide a framework within which banks and supervisors should operate to achieve robust and transparent risk management and decision-making and, in doing so, promote public confidence and uphold the safety and soundness of the banking system.

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