Financial Regulation and Supervision

Guidance for a risk-based approach for the accounting profession

The risk-based approach Guidance for the accounting profession highlights the need for a sound assessment of the money laundering and terrorist financing risks that accountants face so that their policies, procedures and ongoing customer due diligence measures mitigate these risks. 

Guidance for a risk-based approach for legal professionals

The guidance aims to support legal professionals in the design of effective risk-based measures to manage their ML/TF risks, when establishing or maintaining business relationships.

Guidance for a risk-based approach for trust and company service providers

The guidance aims to support trust and company service providers in the design of effective risk-based measures to manage their ML/TF risks, when establishing or maintaining business relationships.

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