Financial Regulation and Supervision

Revised Policy Recommendations to Address Structural Vulnerabilities from Liquidity Mismatch in Open-Ended Funds

The FSB revised recommendations set out the key objectives that an effective regulatory and supervisory framework should achieve to address the vulnerabilities arising from liquidity mismatch in open-ended funds.

Anti-dilution Liquidity Management Tools – Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes

The report provides guidance to responsible entities on the use of anti-dilution liquidity management tools.

Policy recommendations to address structural vulnerabilities from asset management activities

This FSB report sets out 14 policy recommendations to address structural vulnerabilities from asset management activities that could potentially present financial stability risks.

Policy Recommendations for Decentralized Finance (DeFi)

This report sets forth policy recommendations to address market integrity and investor protection concerns arising from Decentralized Finance (DeFi) by supporting greater consistency of regulatory frameworks and oversight.

Recommendations on Accounting for Goodwill

IOSCO has developed these recommendations for issuers, audit committees (or those charged with governance) and external auditors to enhance the reliability, faithful representation and transparency of goodwill recorded and disclosed in the financial statements.

Final Report on Enhancing Third-party Risk Management and Oversight – A Toolkit for Financial Institutions and Financial Authorities

The toolkit provides definitions and tools to help financial institutions to monitor, identify and manage risks arising from third-party services and financial authorities in their oversight.

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