Financial Regulation and Supervision

Application Paper on the Regulation and Supervision of Captive Insurers

This paper provides guidance to insurance supervisors on the application of aspects of regulation and supervision specifically relevant to captive insurers or reinsurers.

Regulatory framework for haircuts on non-centrally cleared securities financing transactions

The regulatory framework for haircuts on non-centrally cleared securities financing transactions (SFTs) is intended to limit the build-up of excessive leverage outside the banking system, and to help reduce procyclicality of that leverage.

Standards for the Custody of Collective Investment Schemes’ Assets

This report seeks to clarify, modernise and further develop standards for the custody of "Collective Investment Schemes assets" consistent with the IOSCO Principles, including standards relating to the custody of CIS assets and standards relating to the appointment and ongoing engagement of custodians.

High-Level Principles on SME Financing

These Principles provide broad guidelines for the development of cross-cutting policy strategies for SME finance, efforts to benchmark policies and the assessment of current initiatives at the local, national and international levels.

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