Financial Regulation and Supervision



Policy Framework for Effective and Efficient Financial Regulation

26 November 2009
The Policy Framework offers a high-level set of principles for financial regulation, intended to support efforts to achieve stronger, more resilient financial systems.

IOPS Guidelines for Supervisory Intervention, Enforcement and Sanctions

1 November 2009
These guidelines outline how pension supervisory authorities should apply their intervention, enforcement and sanction powers.

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