IOSCO

Regulation of Nominee Accounts in Emerging Markets

This report intends to identify effective regulatory mechanisms and tools for the nominee account system, develop recommendations to better regulate nominee accounts and help regulators address relevant investor protection issues.

Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency

These recommendations are aimed at promoting market integrity and efficiency and at mitigating the risks posed to the financial system by the latest technological developments including high frequency and algorithmic trading.

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