Publications

Public responses to August 2013 Proposed Regulatory Framework for Haircuts on Non-centrally Cleared Securities Financing Transactions

Comments received from 23 entities on August 2013 consultative proposals on minimum standards for methodologies to calculate haircuts on non-centrally cleared securities financing transactions and a framework of numerical haircut floors.This will serve as an input to finalise policy recommendations.

Global adherence to regulatory and supervisory standards on international cooperation and information exchange: Status update

This 3rd annual update describes the status of adherence to international cooperation standards for banking, securities and insurance regulation and supervision for 60 jurisdictions. It includes an updated list of standards.

Public responses to August 2013 consultative document Assessment Methodology for the Key Attributes of Effective Resolution Regimes for Financial Institutions

Public comments received on the consultative document issued on 28 August 2013.

Principles for an Effective Risk Appetite Framework

The FSB Principles set out key elements for: (i) an effective risk appetite framework, (ii) an effective risk appetite statement, (iii) risk limits, and (iv) defining the roles and responsibilities of the board of directors and senior management.

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions.

Global Shadow Banking Monitoring Report 2013

This report presents the results of the third annual global shadow banking monitoring exercise and offers a systematic account of the size, composition and trends of non-bank financial intermediation across major global financial systems.

2013 Update of Group of Global Systemically Important Banks (G-SIBs)

The FSB and the BCBS have updated the list of G-SIBs, using end-2012 data and an updated assessment methodology published by the BCBS in July 2013.

Instructions for the Quantitative Impact Study (QIS2) for Agent Securities Lenders

On 29 August, the FSB published the report Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos (hereafter August Report) that set out policy recommendations for addressing financial stability risks in relation to securities lending and repos.1It also included proposals on minimum standards for methodologies to calculate haircuts on non-centrally cleared securities […]

Instructions for the Quantitative Impact Study (QIS2) for Non-Banks

On 29 August, the FSB published the report Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos (hereafter August Report) that set out policy recommendations for addressing financial stability risks in relation to securities lending and repos.1It also included proposals on minimum standards for methodologies to calculate haircuts on non-centrally cleared securities […]

Instructions for the Quantitative Impact Study (QIS2) for Regulated Financial Intermediaries (Banks and Broker-Dealers)

On 29 August, the FSB published the report Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos (hereafter August Report) that set out policy recommendations for addressing financial stability risks in relation to securities lending and repos.1It also included proposals on minimum standards for methodologies to calculate haircuts on non-centrally cleared securities […]

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