Consultations

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions.

Assessment Methodology for Key Attributes of Effective Resolution Regimes for Financial Institutions

This consultative document aims to provide guidance on the assessment of a jurisdiction's compliance with the Key Attributes.

Application of the Key Attributes of Effective Resolution Regimes to Non-Bank Financial Institutions

This consultation document aims to assist implementation of the Key Attributes with respect to resolution regimes for non-bank financial institutions. Comments should be sent to [email protected] by 15 October 2013.

Information Sharing for Resolution Purposes

This consultative document sets out principles for national legal gateways and confidentiality regimes to allow the sharing of non-public information. Comments should be sent to [email protected] by 15 October.

Principles for an Effective Risk Appetite Framework

This consultative document provides guidance on the key elements contained in an effective risk appetite framework. Comments should be sent to [email protected] by Monday 30 September 2013.

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