Compendium

IADI Core Principles for Effective Deposit Insurance Systems

This standard serves as a benchmark for jurisdictions to assess the quality of their deposit insurance systems and for identifying gaps in their deposit insurance practices and measures to address them. It may also be used by the IMF and World Bank in the context of the Financial Sector Assessment Program (FSAP) to assess the effectiveness of jurisdictions deposit insurance systems and practices.

Basic capital requirements for systemically important insurers

The BCR serves as a comparable basis for the application of proposed higher loss absorbency requirements.

Guidance on liquidity management and planning

The purpose of this document is to provide further guidance to group-wide supervisors on how they could direct G-SIIs to develop their liquidity management.

Key Attributes of Effective Resolution Regimes for Financial Institutions

The Key Attributes, adopted in 2011, set out the core elements that the FSB considers to be necessary for an effective resolution regime. This 2014 version provides additional guidance on implementing and interpreting the Key Attributes.

Guidance on Transparency and Beneficial Ownership

This FATF Guidance assists countries to design and implement measures that will deter and prevent the misuse of corporate vehicles, such as companies, trusts and other types of legal persons and arrangements – for money laundering, terrorist financing and other illicit purposes.

Risk-Based Approach for the Banking Sector

This Guidance helps in the design and implementation of a risk-based approach for the banking sector, taking into account national risk assessments and the national legal and regulatory frameworks, as well as helps develop a common understanding of the risk-based approach between supervisory authorities and banks.

Principles for effective supervisory colleges

The Principles aim to promote and strengthen the operation of colleges and have been revised to reflect observations on best practice.

Government Finance Statistics Manual (GFSM)

The GFSM, aimed at compilers and users of Government Finance Statistics (GFS), provides a conceptual framework for the collection, compilation, and analytical presentation of government finance data.

Point of Sale disclosure in the insurance, banking and securities sectors

The report identifies and assesses differences and gaps in regulatory approaches to point of sale (POS) disclosure for investment and savings products across the insurance, banking and securities sectors, and considers whether the approaches need to be further aligned across sectors.

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture: A Framework for Assessing Risk Culture

The guidance forms a basis for supervisors and firms to promote and develop a shared understanding of the firm's risk culture and have informed conversations with the board and senior management who set the tone on culture from the top.

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