Compendium

Public Sector Debt Statistics: Guide for Compilers and Users

The Guide aims to improve the availability and international comparability of general government and public sector debt statistics, to inform policymakers, financial markets, and other users.

OECD/IOPS Good Practices on Pension Funds’ Use of Alternative Investments and Derivatives

The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives.

Regulation of Nominee Accounts in Emerging Markets

This report intends to identify effective regulatory mechanisms and tools for the nominee account system, develop recommendations to better regulate nominee accounts and help regulators address relevant investor protection issues.

General Guidance for Developing Differential Premium Systems

This paper reviews the differential premiums systems used by deposit insurers and, where appropriate, suggests guidance in the form of principles and effective practices in order to enhance the differential premiums systems used by deposit insurers.

Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency

These recommendations are aimed at promoting market integrity and efficiency and at mitigating the risks posed to the financial system by the latest technological developments including high frequency and algorithmic trading.

General Principles for Credit Reporting

Credit reporting systems are a key element of countries' financial infrastructure. The General Principles (GPs) aim at strengthening credit reporting systems to effectively support the sound and fair extension of credit in an economy as the foundation for robust and competitive markets. To this end, the GPs promote safe and efficient credit reporting systems.

Operational Risk – Supervisory Guidelines for the Advanced Measurement Approaches

The document identifies supervisory guidelines associated with the development and maintenance of key internal governance, data and modelling frameworks underlying the Advanced Measurement Approaches for operational risk.

OECD Guidelines on Insurer Governance

This document provide guidance and serve as a reference point for insurers, governmental authorities, and other relevant stakeholders. They are applicable to any insurer licensed to underwrite life, non–life and reinsurance policies and take into account the specificities of the sector.

Principles to Address Dark Liquidity

These principles focus on a number of areas of regulatory concern which may adversely impact the market including transparency and price discovery, market fragmentation, knowledge of trading intentions, fair access; and the ability to assess actual trading volume in dark pools.

Principles on Point of Sale Disclosure

Principles that are designed to assist markets and market authorities when considering point of sale disclosure requirements for collective investment schemes (CIS).

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