Uncategorized



Principles for Record Keeping,Collection of Information, Enforcement Powers and Mutual Cooperation to Improve the Enforcement of Securities and Futures Laws,

1 November 1997
The document sets out requirements for regulators on record keeping, collection of information, enforcement powers and mutual cooperation.

Tokyo Communiqué on Supervision of Commodity Futures Markets (“Tokyo Communiqué”)

1 October 1997
The document sets out an agreement among regulators on commodity futures markets' oversight.

Model Memorandum of Understanding

1 September 1997
This Memorandum of Understanding (MoU) is designed to facilitate mutual assistance and the exchange of information on insurance matters between regulatory bodies in different jurisdictions.

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