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310 results

Principles on bail-in execution

21 June 2018

This guidance sets out principles for authorities to consider as they develop plans for the effective execution of bail-in resolution strategies for global systemically important banks (G-SIBs). The principles may also be applicable to firms other than G-SIBs to the extent that the application of bail-in powers is envisaged under the authorities’ resolution strategy for those firms.

Strategy to reduce the risk of wholesale payments fraud related to endpoint security

8 May 2018

A high-level strategy to reduce the risk of wholesale payments fraud related to endpoint security.

Strengthening governance frameworks to mitigate misconduct risk: a toolkit for firms and supervisors

20 April 2018

This report provides a toolkit that firms and supervisors can use to mitigate misconduct risk.

Framework for supervisory stress testing of central counterparties (CCPs)

10 April 2018

The supervisory stress testing framework is designed to support tests conducted by one or more authorities that examine the potential macro-level impact of a common stress event affecting multiple CCPs.

Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) – technical guidance

9 April 2018

This document provides technical guidance on the definition, format and allowable values of critical data elements of OTC derivative transactions, other than UTI and UPI (CDE), reported to trade repositories and important to aggregation by authorities.

Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets

5 April 2018

The recommendations emphasize the importance of ensuring the availability of corporate bond information, both to regulators in the form of reporting and to the public in the form of transparency requirements, thus enhancing pre-trade and post-trade transparency.

Supplementary guidance to the FSB Principles and Standards on sound compensation practices

9 March 2018

This supplementary guidance provides firms and supervisors with a framework to consider how compensation practices and tools, such as in-year bonus adjustments, malus or clawback, can be used to reduce misconduct risk and address misconduct incidents.

Sound Practices on implications of fintech developments for banks and bank supervisors

19 February 2018

This document assesses how fintech may affect the banking industry and bank supervision and provides key implications and related considerations for banks and bank supervisors.

Good Practices on the Role of Pension Supervisory Authorities in Consumer Protection Related to Private Pensions

9 February 2018

These Good Practices offer guidance to Pension Supervisory Authorities on how to ensure effective consumer protection in the field of private pensions.

Recommendations for Liquidity Risk Management for Collective Investment Schemes

1 February 2018

The IOSCO 2018 Liquidity Recommendations replace the liquidity risk management framework contained in the 2013 Liquidity Report (Principles of Liquidity Risk Management for Collective Investment Schemes, March 2013).