This document contains a set of guidelines on the integration of ESG factors in the area of supervision of pension fund investment and risk management to assist regulators, supervisors and other entities involved in pension funds supervision.
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310 results
22 October 2019
9 October 2019
Focused guidance on governance arrangements for data elements of critical OTC derivatives
The OECD Recommendation on Consumer Protection in the field of Consumer Credit sets out a comprehensive set of measures for the effective regulation and supervision of consumer credit transactions in order to promote fair outcomes for consumers and businesses alike.
The risk-based approach Guidance for the accounting profession highlights the need for a sound assessment of the money laundering and terrorist financing risks that accountants face so that their policies, procedures and ongoing customer due diligence measures mitigate these risks.
The guidance aims to support legal professionals in the design of effective risk-based measures to manage their ML/TF risks, when establishing or maintaining business relationships.
The guidance aims to support trust and company service providers in the design of effective risk-based measures to manage their ML/TF risks, when establishing or maintaining business relationships.
The Guidance Paper provides supplementary guidance to the IADI Core Principles for Effective Deposit Insurance Systems and a direction for the implementation and strengthening of deposit insurers’ contingency planning and crisis preparedness and management frameworks.
27 February 2019
The Application Paper on Proactive Supervision of Corporate Governance supports the practical application of the corporate governance related ICPs, mainly ICP 7 (Corporate Governance) and ICP 8 (Risk Management and Control Functions). This Application Paper sets out good practices related to the organisation and functioning of the supervisor, with the objective of promoting proactive supervision of corporate governance.
23 November 2018
These Recommendations complement the FSB’s Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices by setting out the types of data that can support improved monitoring by supervisory authorities on the use of compensation tools to address misconduct risk in significant financial institutions.
12 November 2018
The lexicon comprises a set of approximately 50 core terms related to cyber security and cyber resilience in the financial sector.