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320 results

Conflicts of interest and associated conduct risks during the debt capital raising process

1 September 2020

This Report proposes Guidance to help IOSCO members address the risk of conflicts of interest and associated conduct risks during the debt capital raising process.

Policy Area: Financial Regulation and Supervision Sources: IOSCO

Central Bank Transparency Code (CBT)

2 July 2020

CBT is a voluntary code intended to help central banks to review their transparency practices along 5-pillar framework, covering all aspects of their mandate and operations, to facilitate informed dialogue with the stakeholders.

Policy Area: Macroeconomic Policy and Data Transparency Sources: IMF

Application Paper on Liquidity Risk Management

29 June 2020

This Application Paper on Liquidity Risk Management provides guidance on the supervisory material related to liquidity risk management in the Insurance Core Principles (ICPs) and the Common Framework for the Supervision of Internationally Active Insurance Groups (ComFrame).

Policy Area: Financial Regulation and Supervision Sources: IAIS

Guidance on Public Policy Objectives for Deposit Insurance Systems

23 March 2020

This Guidance Paper provides a set of supporting guidance points for the effective implementation of Principle 1 (“Public Policy Objectives’) of the IADI Core Principles for Effective Deposit Insurance Systems.

Policy Area: Financial Regulation and Supervision Sources: IADI

Guidance on Digital Identity

6 March 2020

FATF Guidance on Digital Identity

Policy Area: Financial Regulation and Supervision Sources: FATF

Clock Synchronisation

16 January 2020

IOSCO Recommendation: Market Authorities should consider requiring Trading Venues and their participants within their jurisdiction to synchronise, consistent with industry standards, the business clocks they use to record the date and time of any reportable event. Where they do so, business clocks should be synchronised to Coordinated Universal Time (UTC).

Policy Area: Financial Regulation and Supervision , Institutional and Market Infrastructure Sources: IOSCO

Financial Soundness Indicators Compilation Guide (2019 FSIs Guide)

27 December 2019

The 2019 FSIs Guide aimed at compilers and users of FSIs, provides guidance on the concepts and definitions, and methods for the compilation and dissemination of FSIs for deposit takers, other financial corporations, and real sectors, which provide a critical input for macroprudential surveillance and policy use.

Policy Area: Macroeconomic Policy and Data Transparency Sources: IMF

Consolidated Basel Framework – disclosure requirements (DIS)

15 December 2019

This standard sets out disclosure requirements, which aim to encourage market discipline.

Policy Area: Financial Regulation and Supervision Sources: BCBS

Consolidated Basel Framework – scope and definitions (SCO)

15 December 2019

This standard describes the scope of application of the Basel Framework.
Last updated: December 2022

Policy Area: Financial Regulation and Supervision Sources: BCBS

Consolidated Basel Framework – definition of capital (CAP)

15 December 2019

This standard describes the criteria that bank capital instruments must meet to be eligible to satisfy the Basel capital requirements, as well as necessary regulatory adjustments and transitional arrangements.

Policy Area: Financial Regulation and Supervision Sources: BCBS