This Guidance will assist in the effective implementation of these additional measures for foreign, domestic and international organisation PEPs, their family members and close associates, as set out in Recommendations 12 and 22.
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This paper discusses moral hazard in the context of the deposit insurer and the financial safety net and suggests instruments and best practices that can mitigate moral hazard.
This document outlines a set of 11 principles for the valuation of Collective Investment Schemes (CIS) and are intended to be a basis against which both the industry and regulators can assess the quality of regulation and industry practices concerning CIS valuation.
18 March 2013
This paper examines deposit insurance coverage and suggests additional guidance for effective deposit insurance practice as requested by the Financial Stability Board (FSB) Thematic Review on Deposit Insurance Systems: Peer Review Report.
This document outlines a set of principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning liquidity risk management for collective investment schemes (CIS). These principles aim to reflect a level of common approach and to be a practical guide for regulators and industry practitioners.
15 February 2013
This document provides guidance to supervisors and banks on approaches for managing the risks associated with the settlement of foreign exchange (FX) transactions. It expands on, and replaces, the Basel Committee’s Supervisory guidance for managing settlement risk in foreign exchange transactions published in 2000.
1 February 2013
This Guidance focuses on ensuring that AML/CFT controls do not inhibit access to well regulated financial services for financially excluded and underserved groups, including low income, rural sector and undocumented groups.
22 January 2013
IOSCO issued nine principles to promote robust customer protection in connection with the distribution of complex financial products by intermediaries, including guidance on how the applicable suitability requirements should be implemented.
16 November 2012
The report makes a series of recommendations aimed at ensuring securitisation markets, including cross-border markets, develop on what IOSCO views as a sound and sustainable basis. The report also provides a very broad overview of the state of the securitization markets around the world.
9 November 2012
This paper examines public awareness of deposit insurance systems and suggests additional guidance for effective deposit insurance practices as requested by the Financial Stability Board (FSB) Thematic Review on Deposit Insurance Systems: Peer Review Report.