Browse the Compendium of Standards

320 results

Regulatory issues raised by changes in market structure

This Report identifies possible outstanding issues and risks posed by existing or developing market structures and includes recommendations to address the identified potential risks.

Principles for an Effective Risk Appetite Framework

The FSB Principles set out key elements for an effective risk appetite framework (RAF) and establish common definitions for terms used in risk appetite frameworks. The Principles aim to help enhance supervisory oversight of firms, in particular of SIFIs, and communication between supervisors and financial institutions.

Good Practices for Governance of Pension Supervisory Authorities

The Good Practices provide a list of internationally recognised good governance criteria for consideration and action by pension supervisors. They allow supervisory authorities to compare and evaluate their own governance codes against current global good practices and enable them to take measures to improve them, if necessary.

Best Practices Paper: The Use of the FATF Recommendations to Combat Corruption

This Best Practices Paper aims to provide policy makers and practitioners with guidance and best practices on how AML/CFT measures can be used to combat corruption.

G20/OECD High-Level Principles of Long-Term Investment Financing by Institutional Investors

The purpose of the G20/OECD High-Level Principles of Long-Term Investment Financing by Institutional Investors is to assist G20 and OECD countries and other interested economies to establish a framework for encouraging institutional investment in long-term assets.

Authorities’ access to trade repository data

The purpose of the report is to provide guidance to trade repositories (TRs) and authorities on the principles that should guide authorities’ access to data held in TRs for typical and non-typical data requests.

Supervisory Colleges for Credit Rating Agencies

This report recommends that supervisory colleges for internationally active CRAs (CRA colleges) be established to serve as a resource for CRA supervisors by facilitating information exchange and, if appropriate, cooperation.

Global Systemically Important Insurers: Policy Measures

This standard contains a framework of policy measures that should be applied to insurers that are determined to be global systemically important insurers (G-SIIs).

Principles for Financial Benchmarks

An overarching framework containing guidance and principles for Benchmark-related activities that will address conflicts of interest in the Benchmark-setting process, as well as transparency and openness when considering issues related to transition.

Guidance on Recovery Triggers and Stress Scenarios

The guidance focuses on the nature of stress scenarios and triggers for recovery actions and should assist authorities in their review of recovery plans consistent with the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions (‘Key Attributes’).