Browse the Compendium of Standards

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Global Systemically Important Insurers: Policy Measures

This standard contains a framework of policy measures that should be applied to insurers that are determined to be global systemically important insurers (G-SIIs).

Principles for Financial Benchmarks

An overarching framework containing guidance and principles for Benchmark-related activities that will address conflicts of interest in the Benchmark-setting process, as well as transparency and openness when considering issues related to transition.

Guidance on Recovery Triggers and Stress Scenarios

The guidance focuses on the nature of stress scenarios and triggers for recovery actions and should assist authorities in their review of recovery plans consistent with the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions (‘Key Attributes’).

Guidance on Developing Effective Resolution Strategies

This Guidance assists home and host authorities in meeting the resolution planning requirements under the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions (‘Key Attributes’).

Guidance on Identification of Critical Functions and Critical Shared Services

This document provides guidance to assists home and host authorities in meeting the recovery and resolution planning requirements under the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions (‘Key Attributes’).

Principles for the Regulation of Exchange Traded Funds

This report outlines a list of 9 principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning Exchange Traded Funds (ETF). Generally, these principles reflect a common approach and are a practical guide for regulators and industry practitioners.

General Guidance on Early Detection and Timely Intervention for Deposit Insurance Systems

This paper examines the deposit insurer’s role in early detection and timely intervention frameworks and, where appropriate, suggests guidance in order to enhance these frameworks.

International Best Practices: Targeted Financial Sanctions Related to Terrorism and Terrorist Financing (Recommendation 6)

This updated best practices paper reflects the latest relevant United Nations Security Council Resolutions (UNSCRs) in response to challenges faced by countries in the implementation of Recommendation 6, which requires countries to implement the targeted financial sanctions regimes to comply with UNSCRs relating to the prevention and suppression of terrorism and terrorist financing, such as UNSCR 1267(1999) and its successor resolutions, and UNSCR 1373(2001).

FATF Guidance: The Implementation of Financial Provisions of United Nations Security Council Resolutions to Counter the Proliferation of Weapons of Mass Destruction

The new guidance assists countries in implementing not only targeted financial sanctions, but also other measures, such as activity-based financial prohibitions and vigilance measures.

Guidance for a Risk-Based Approach to Prepaid Cards, Mobile Payments and Internet-Based Payment Services

This Guidance examines how new and innovative payment products and services work, and how to regulate and supervise this activity in line with a risk-based approach.