This document contains a set of principles for enhancing sound corporate governance practices at banking organisations. The Basel Committee’s revised principles provide a framework within which banks and supervisors should operate to achieve robust and transparent risk management and decision-making and, in doing so, promote public confidence and uphold the safety and soundness of the banking system.
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8 July 2015
2 June 2015
The report provides insight into the current supervisory framework around credit risk, the state of credit risk management at firms and implications for the supervisory and regulatory treatments of credit risk.
Enhanced guidance for effective deposit insurance systems – Multiple deposit insurance organizations
1 June 2015
This paper surveys countries with more than one deposit insurance organisation and provides the enhanced guidance for countries with multiple deposit insurance organizations as requested by the Financial Stability Board (FSB) Thematic Review on Deposit Insurance Systems: Peer Review Report.
This paper examines ex-ante funding and suggests additional guidance for effective deposit insurance practice as requested by the Financial Stability Board (FSB) Thematic Review on Deposit Insurance Systems: Peer Review Report.
The FATF developed this Guidance focusing on the points of intersection that provide gateways to the regulated financial system, in particular convertible virtual currency exchangers, and will continue to monitor developments in VCPPS, emerging risks and mitigating factors to update this Guidance, to include – where appropriate – emerging best practices to address regulatory issues arising in respect of ML/TF risks associated with VCPPS.
The FATF Best Practices Paper is aimed at preventing the misuse of NPOs for the financing of terrorism while, at the same time, respecting legitimate actions of NPOs.
12 May 2015
This Handbook on Securities Statistics (Handbook) provides a conceptual framework for the compilation and presentation of statistics on different types of equity and debt securities, including those derived from the securitisation of assets.
The GDDS fosters sound statistical practices with respect to both the compilation and the dissemination of economic, financial, and socio-demographic statistics.
IFSB-17 aims to provide a set of Core Principles, along with their associated assessment methodology, for the regulation and supervision of the Islamic financial services industry taking into consideration the specificities of institutions offering Islamic financial services in the banking segment and the lessons learned from the financial crisis while complementing existing international standards, principally the Core Principles for Effective Banking Supervision issued by the Basel Committee on Banking Supervision.
24 March 2015
The Code is intended to offer a set of robust, practical measures as a guide to and a framework for CRAs with respect to protecting the integrity of the rating process, ensuring that investors and issuers are treated fairly, and safeguarding confidential material information provided them by issuers.