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320 results

Consolidated Basel Framework – core principles for effective banking supervision (BCP)

25 April 2024

The Basel Core Principles provide a comprehensive standard for establishing a sound foundation for the regulation, supervision, governance and risk management of the banking sector.

Policy Area: Financial Regulation and Supervision Sources: BCBS

International Standards on Auditing (ISA)

1 January 2024

International Standards on Auditing (ISAs) are professional standards that deal with the independent auditor’s responsibilities when conducting an audit of financial statements. ISAs contain objectives and requirements together with application and other explanatory material.

Policy Area: Institutional and Market Infrastructure Sources: IAASB

Anti-dilution Liquidity Management Tools – Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes

20 December 2023

The report provides guidance to responsible entities on the use of anti-dilution liquidity management tools.

Policy Area: Financial Regulation and Supervision Sources: IOSCO

Policy recommendations to address structural vulnerabilities from asset management activities

20 December 2023

This FSB report sets out 14 policy recommendations to address structural vulnerabilities from asset management activities that could potentially present financial stability risks.

Policy Area: Financial Regulation and Supervision Sources: FSB

Revised Policy Recommendations to Address Structural Vulnerabilities from Liquidity Mismatch in Open-Ended Funds

20 December 2023

The FSB revised recommendations set out the key objectives that an effective regulatory and supervisory framework should achieve to address the vulnerabilities arising from liquidity mismatch in open-ended funds.

Policy Area: Financial Regulation and Supervision Sources: FSB

Policy Recommendations for Decentralized Finance (DeFi)

19 December 2023

This report sets forth policy recommendations to address market integrity and investor protection concerns arising from Decentralized Finance (DeFi) by supporting greater consistency of regulatory frameworks and oversight.

Policy Area: Financial Regulation and Supervision Sources: IOSCO

Recommendations on Accounting for Goodwill

15 December 2023

IOSCO has developed these recommendations for issuers, audit committees (or those charged with governance) and external auditors to enhance the reliability, faithful representation and transparency of goodwill recorded and disclosed in the financial statements.

Policy Area: Financial Regulation and Supervision Sources: IOSCO

Final Report on Enhancing Third-party Risk Management and Oversight – A Toolkit for Financial Institutions and Financial Authorities

4 December 2023

The toolkit provides definitions and tools to help financial institutions to monitor, identify and manage risks arising from third-party services and financial authorities in their oversight.

Policy Area: Financial Regulation and Supervision Sources: FSB

Policy Recommendations for Crypto and Digital Asset Markets

16 November 2023

The 18 policy recommendations for the regulation of crypto and digital assets are designed to support greater consistency with respect to regulatory frameworks and oversight in IOSCO member jurisdictions, to address concerns related to market integrity and investor protection arising from crypto-asset activities.

Policy Area: Financial Regulation and Supervision Sources: IOSCO

High-level Recommendations for the Regulation, Supervision and Oversight of Crypto-asset Activities and Markets: Final report

17 July 2023

FSB recommendations on regulation, supervision and oversight of crypto-asset activities and markets.

Policy Area: Crypto Assets , Financial Regulation and Supervision Sources: FSB