Risk Management

Policy recommendations to address structural vulnerabilities from asset management activities

This FSB report sets out 14 policy recommendations to address structural vulnerabilities from asset management activities that could potentially present financial stability risks.

Principles for the Sound Management of Operational Risk

The document outlines a set of principles that provide a framework for the effective management and supervision of operational risk, for use by banks and supervisory authorities when evaluating operational risk management policies and practices. It updates the February 2003 Sound Practices for the Management and Supervision of Operational Risk.

Recommendations for national supervisors: Reporting on the use of compensation tools to address potential misconduct risk

These Recommendations complement the FSB’s Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices by setting out the types of data that can support improved monitoring by supervisory authorities on the use of compensation tools to address misconduct risk in significant financial institutions.

Strengthening governance frameworks to mitigate misconduct risk: a toolkit for firms and supervisors

This report provides a toolkit that firms and supervisors can use to mitigate misconduct risk.

Supplementary guidance to the FSB Principles and Standards on sound compensation practices

This supplementary guidance provides firms and supervisors with a framework to consider how compensation practices and tools, such as in-year bonus adjustments, malus or clawback, can be used to reduce misconduct risk and address misconduct incidents.

Identification and management of step-in risk

This BCBS document contains the guidelines on identification and management of step-in risk, which aim to mitigate the systemic risks stemming from potential financial distress in shadow banking entities spilling over to banks.

Resilience of central counterparties (CCPs): further guidance on the PFMI – final report

The purpose of this CPMI-IOSCO report is to provide guidance on certain principles and key considerations of the Principles for Financial Market Infrastructures (PFMI) relating to CCP financial risk management.

Regulatory framework for haircuts on non-centrally cleared securities financing transactions

The regulatory framework for haircuts on non-centrally cleared securities financing transactions (SFTs) is intended to limit the build-up of excessive leverage outside the banking system, and to help reduce procyclicality of that leverage.

Corporate governance principles for banks

This document contains a set of principles for enhancing sound corporate governance practices at banking organisations. The Basel Committee's revised principles provide a framework within which banks and supervisors should operate to achieve robust and transparent risk management and decision-making and, in doing so, promote public confidence and uphold the safety and soundness of the banking system.

Developments in credit risk management across sectors: current practices and recommendations

The report provides insight into the current supervisory framework around credit risk, the state of credit risk management at firms and implications for the supervisory and regulatory treatments of credit risk.

Archives

2023 (1)
2021 (1)
March (1)
2018 (3)
April (1)
March (1)
2017 (2)
July (1)
2015 (4)
July (1)
June (1)
2014 (4)
June (1)
April (1)
2010 (4)
2009 (5)
July (1)
June (1)
May (1)
April (1)
2008 (4)
July (1)
May (1)
2007 (1)
2006 (2)
August (1)
March (1)
2005 (1)
July (1)
2004 (1)
May (1)
2003 (3)