These Recommendations complement the FSB’s Supplementary Guidance to the FSB Principles and Standards on Sound Compensation Practices by setting out the types of data that can support improved monitoring by supervisory authorities on the use of compensation tools to address misconduct risk in significant financial institutions.
Risk Management
23 November 2018
Strengthening governance frameworks to mitigate misconduct risk: a toolkit for firms and supervisors
20 April 2018
This report provides a toolkit that firms and supervisors can use to mitigate misconduct risk.
9 March 2018
This supplementary guidance provides firms and supervisors with a framework to consider how compensation practices and tools, such as in-year bonus adjustments, malus or clawback, can be used to reduce misconduct risk and address misconduct incidents.
25 October 2017
This BCBS document contains the guidelines on identification and management of step-in risk, which aim to mitigate the systemic risks stemming from potential financial distress in shadow banking entities spilling over to banks.
1 July 2017
The purpose of this CPMI-IOSCO report is to provide guidance on certain principles and key considerations of the Principles for Financial Market Infrastructures (PFMI) relating to CCP financial risk management.
12 January 2017
This FSB report sets out 14 policy recommendations to address structural vulnerabilities from asset management activities that could potentially present financial stability risks.
12 November 2015
The regulatory framework for haircuts on non-centrally cleared securities financing transactions (SFTs) is intended to limit the build-up of excessive leverage outside the banking system, and to help reduce procyclicality of that leverage.
8 July 2015
This document contains a set of principles for enhancing sound corporate governance practices at banking organisations. The Basel Committee's revised principles provide a framework within which banks and supervisors should operate to achieve robust and transparent risk management and decision-making and, in doing so, promote public confidence and uphold the safety and soundness of the banking system.
2 June 2015
The report provides insight into the current supervisory framework around credit risk, the state of credit risk management at firms and implications for the supervisory and regulatory treatments of credit risk.
The risk mitigation standards for non-centrally cleared over-the-counter (OTC) derivatives.