Prudential Supervision and Oversight

Principles for home-host supervisory cooperation and allocation mechanisms in the context of Advanced Measurement Approaches (AMA)

This document sets out principles related to two important topics in the implementation of the Advanced Measurement Approaches (AMA) for operational risk under Basel II.

IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU)

The objective of the IAIS MMoU is to provide a tool for supervisors by establishing a formal basis for cooperation and information exchange between Signatory Authorities regarding the supervision of insurance companies where cross-border aspects arise.  This is inline with the IAIS' broader objective to encourage cooperation and information exchange amongst insurance supervisors.

High-Level Principles for Business Continuity

The document outlines business continuity principles that apply to industry participants and financial authorities.

Supervisory guidance on the use of the fair value option for financial instruments by banks

This document was issued to provide supervisors with guidance on the prudential supervision of banks' implementation of the fair value option.

Central bank oversight of payment and settlement systems

This document describes central banks' oversight practices concerning payment and settlement systems and set out principles for effective oversight.

Outsourcing in Financial Services

This document presents a set of principles to assist firms and regulators in considering their outsourcing activities

Management and supervision of cross-border electronic banking activities

This document expresses supervisory expectations and guidance as to banks carrying out cross-border electronic banking activities, as well as to their home and host supervisors.

Shell banks and booking offices

This document sets out the Committee's conclusions as regards the supervisory treatment of shell banks and booking offices.

Model Memorandum of Understanding

This Memorandum of Understanding (MoU) is designed to facilitate mutual assistance and the exchange of information on insurance matters between regulatory bodies in different jurisdictions.

The Supervision of Cross-border Banking

This Report is prepared in collaboration with the Offshore Group of Banking Supervisors with respect to the implementation of the Concordat. It provides twenty-nine recommendations aimed at reducing impediments to the effective supervision of cross-border banking.

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