Prudential Supervision and Oversight

Prudential treatment of problem assets – definitions of non-performing exposures and forbearance

This BCBS document contains the guidelines on the prudential treatment of problem assets, which provide definitions of non-performing exposures and forbearance.

OECD Core Principles of Private Pension Regulation

High-level principles for the regulation of occupational (and other private) pension systems, covering pension funds and other financing mechanisms for pension arrangements.

Application Paper on the Regulation and Supervision of Captive Insurers

This paper provides guidance to insurance supervisors on the application of aspects of regulation and supervision specifically relevant to captive insurers or reinsurers.

Regulatory framework for haircuts on non-centrally cleared securities financing transactions

The regulatory framework for haircuts on non-centrally cleared securities financing transactions (SFTs) is intended to limit the build-up of excessive leverage outside the banking system, and to help reduce procyclicality of that leverage.

Higher Loss Absorbency requirements for Global Systemically Important Insurers (G-SIIs)

The HLA requirements adopted by the IAIS and endorsed by the FSB, will apply to G-SIIs from January 2019. The regulatory capital requirements for Global Systemically Important Insurers (G-SIIs) are expected to be higher than if a group has not been designated as a G-SII. The HLA requirements build on the foundation of the Basic Capital Requirement (BCR), so apply to all group activities and reflect major categories of risk.

Guidance for a Risk-Based Approach: Effective Supervision and Enforcement by AML/CFT Supervisors of the Financial Sector and Law Enforcement

This Guidance describes the features of effective supervision by regulators and supervisors, and also clarifies the interplay with the role of law enforcement agencies.

Supervisory Guidance on Dealing with Weak Banks

This document discusses the underlying supervisory preconditions for dealing with weak banks and techniques that will allow the supervisor to identify problems. These phases include preparatory work on recovery and resolution issues. The document also discusses the corrective measures available to turn around a weak bank and, for resolution authorities, tools for dealing with failing or failed banks.

Corporate governance principles for banks

This document contains a set of principles for enhancing sound corporate governance practices at banking organisations. The Basel Committee's revised principles provide a framework within which banks and supervisors should operate to achieve robust and transparent risk management and decision-making and, in doing so, promote public confidence and uphold the safety and soundness of the banking system.

Developments in credit risk management across sectors: current practices and recommendations

The report provides insight into the current supervisory framework around credit risk, the state of credit risk management at firms and implications for the supervisory and regulatory treatments of credit risk.

Core Principles for Islamic Finance Regulation (Banking Segment)

IFSB-17 aims to provide a set of Core Principles, along with their associated assessment methodology, for the regulation and supervision of the Islamic financial services industry taking into consideration the specificities of institutions offering Islamic financial services in the banking segment and the lessons learned from the financial crisis while complementing existing international standards, principally the Core Principles for Effective Banking Supervision issued by the Basel Committee on Banking Supervision.

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