Governance
13 November 2008
1 October 2008
The purpose of the Santiago Principles is to identify a framework of generally accepted principles and practices that properly reflect appropriate governance and accountability arrangements as well as the conduct of investment practices by SWFs on a prudent and sound basis.
Following publication of the CRA Principles, IOSCO decided to develop a more specific and detailed code of conduct giving guidance on how the Principles could be implemented in practice. This Code of Conduct Fundamentals for Credit Rating Agencies is the fruition of this exercise.
26 April 2005
This document provides basic guidance for banks and sets out banking supervisors' views on compliance in banking organisations.
25 September 2003
This document sets out principles that are intended to address key issues regarding analyst conflicts of interest.
1 October 2002
These principles governing independence of auditors of financial statements of listed entities and Principles relating to the oversight of an external auditor's independence by a body or bodies within an entity's corporate governance structure ("audit committee").
19 November 1999
Press enquiries:+41 61 280 [email protected] no: 43/1999E Subsequent to its last meeting in Paris in September, the Financial Stability Forum has formed and issued terms of reference for two ad hoc working groups: A task force chaired by Mr Andrew Sheng, Chairman, Hong Kong Securities and Futures Commission, has been asked to examine ways of […]