Cooperation among Authorities

Principles for Record Keeping,Collection of Information, Enforcement Powers and Mutual Cooperation to Improve the Enforcement of Securities and Futures Laws,

The document sets out requirements for regulators on record keeping, collection of information, enforcement powers and mutual cooperation.

Tokyo Communiqué on Supervision of Commodity Futures Markets (“Tokyo Communiqué”)

The document sets out an agreement among regulators on commodity futures markets' oversight.

Model Memorandum of Understanding

This Memorandum of Understanding (MoU) is designed to facilitate mutual assistance and the exchange of information on insurance matters between regulatory bodies in different jurisdictions.

The Supervision of Cross-border Banking

This Report is prepared in collaboration with the Offshore Group of Banking Supervisors with respect to the implementation of the Concordat. It provides twenty-nine recommendations aimed at reducing impediments to the effective supervision of cross-border banking.

Principles of Memoranda of Understanding (MoU)

The Principles contained in this report provide a blueprint for use by securities and futures regulatory authorities in developing MoUs with their foreign counterparts. The Principles set high standards and goals to be incorporated into MOUs in a broad range of securities and futures matters.

Principles for the Supervision of Banks’ Foreign Establishments (the Concordat)

This Report sets out principles governing the supervision of banks' foreign establishments by home and host banking supervisory authorities. It deals exclusively with their responsibilities for monitoring the prudential conduct and soundness of the business of banks' foreign establishments (May 1983).

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