Cooperation among Authorities

Principles for Cross-Border Cooperation in Crisis Management

This document includes high-level principles for cross-border cooperation on crisis management between relevant authorities.

International Disclosure Principles for Cross Border Offerings and Listing of Debt Securities by Foreign Issuers

These principles provide guidance to securities regulators who are developing or reviewing their regulatory disclosure regimes for cross-border offerings and listings of debt securities.

IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU)

The objective of the IAIS MMoU is to provide a tool for supervisors by establishing a formal basis for cooperation and information exchange between Signatory Authorities regarding the supervision of insurance companies where cross-border aspects arise.  This is inline with the IAIS' broader objective to encourage cooperation and information exchange amongst insurance supervisors.

Home-host information sharing for effective Basel II implementation

This document addresses the question of information sharing between home and host supervisors under the Basel II Capital Framework.

General Guidance to Promote Effective Interrelationships among Financial Safety Net Participants

This paper provides practical advice to safety net participants on how to promote interrelationships that will contribute to financial stability.

General Guidance for the Resolution of Bank Failures

This paper provides general guidance for deposit insurers and other safety net participants interested in establishing or enhancing their mechanisms for the resolution of failed or failing banks.

Central bank oversight of payment and settlement systems

This document describes central banks' oversight practices concerning payment and settlement systems and set out principles for effective oversight.

High-level principles for the cross-border implementation of the New Accord

This document sets out 6 principles that should apply in fostering closer practical cooperation between supervisors so as to implement the New Accord as effectively and efficiently as possible.

International Disclosure Standards for Cross­border Offerings and Initial Listings by Foreign Issuers

These international disclosure standards reflect a consensus among securities regulators in the major capital markets as to the type of information that should be disclosed in cross-border offerings and listings of equity securities. The standards cover fundamental disclosure topics such as the description of the issuers' business, results of operations, management and the securities it plans to offer or list.

Principles for Record Keeping,Collection of Information, Enforcement Powers and Mutual Cooperation to Improve the Enforcement of Securities and Futures Laws,

The document sets out requirements for regulators on record keeping, collection of information, enforcement powers and mutual cooperation.

Archives

2015 (3)
June (1)
2014 (1)
2013 (1)
July (1)
2012 (3)
2010 (1)
May (1)
2009 (1)
April (1)
2007 (2)
2006 (2)
June (1)
2005 (2)
May (1)
2003 (1)
August (1)
1996 (1)
1983 (1)
May (1)