1. Summary and recommendations This report contains recommendations for improving the public disclosure practices of financial intermediaries. These recommendations are being put forward by a Multidisciplinary Working Group on Enhanced Disclosure (the Working Group), jointly sponsored by the Basel Committee on Banking Supervision (BCBS), the Committee on the Global Financial System of the G-10 central […]
IOSCO
1 December 2000
This document defines general principles concerning both the actual implementation of the delegation of functions by operators of collective investment schemes and its supervision by the regulators concerned.
1 September 1998
These international disclosure standards reflect a consensus among securities regulators in the major capital markets as to the type of information that should be disclosed in cross-border offerings and listings of equity securities. The standards cover fundamental disclosure topics such as the description of the issuers' business, results of operations, management and the securities it plans to offer or list.
The document sets out requirements for regulators on record keeping, collection of information, enforcement powers and mutual cooperation.
The document sets out an agreement among regulators on commodity futures markets' oversight.
1 September 1991
The Principles contained in this report provide a blueprint for use by securities and futures regulatory authorities in developing MoUs with their foreign counterparts. The Principles set high standards and goals to be incorporated into MOUs in a broad range of securities and futures matters.
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