BCBS

Guidance on the application of the Core Principles for Effective Banking Supervision to the regulation and supervision of institutions relevant to financial inclusion

This document is an additional guidance in the application of the Committee's Core Principles for Effective Banking Supervision to the supervision of financial institutions engaged in serving the financially unserved and underserved.

Progress Report on the CCP Workplan

An update on the FSB workplan to coordinate international policy work aimed at enhancing the resilience, recovery planning and resolvability of CCPs.

Progress report on work to enhance CCP resilience

FSB and SSBs publish update on progress in their joint workplan to make CCPs more resilient.

2015 CCP Workplan

The 2015 CCP Workplan agreed by the FSB and SSBs to ensure effective coordination of policy work to make CCPs more resilient.

Progress Report on the CCP Workplan

The FSB and SSBs provide a progress report on work to enhance the resilience, recovery planning and resolvability of CCPs.

Supervisory Guidance on Dealing with Weak Banks

This document discusses the underlying supervisory preconditions for dealing with weak banks and techniques that will allow the supervisor to identify problems. These phases include preparatory work on recovery and resolution issues. The document also discusses the corrective measures available to turn around a weak bank and, for resolution authorities, tools for dealing with failing or failed banks.

Corporate governance principles for banks

This document contains a set of principles for enhancing sound corporate governance practices at banking organisations. The Basel Committee's revised principles provide a framework within which banks and supervisors should operate to achieve robust and transparent risk management and decision-making and, in doing so, promote public confidence and uphold the safety and soundness of the banking system.

Principles for effective supervisory colleges

The Principles aim to promote and strengthen the operation of colleges and have been revised to reflect observations on best practice.

External audits of banks

This document describes supervisory expectations regarding audit quality and how that relates to the work of the external auditor and of the audit Committee in a bank.

Guidance for supervisors on market-based indicators of liquidity

This document has been published to assist supervisors in their evaluation of the liquidity profile of assets held by banks, and to help promote greater of consistency in High Quality Liquid Assets (HQLA) classifications across jurisdictions, for the purposes of Basel III's LCR.

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