Policy Documents

74 results

FSB Review of the Structure of its Representation

This report sets out measures to strengthen the voice of emerging market and developing economies in the FSB while also preserving the effectiveness of its decision making process.

Key Attributes of Effective Resolution Regimes for Financial Institutions

This version of the Key Attributes incorporates guidance on their application to non-bank financial institutions and on arrangements for information sharing to support the effective resolution.

Progress Report on Increasing the Intensity and Effectiveness of Supervision

This report takes stock of supervision practices prior to the crisis, takes stock of key changes in supervision practices, and identifies identifies areas where more work is needed.

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture: A Framework for Assessing Risk Culture

This paper identifies some foundational elements that contribute to the promotion of a sound risk culture within a financial institution.

Principles for an Effective Risk Appetite Framework

The FSB Principles set out key elements for: (i) an effective risk appetite framework, (ii) an effective risk appetite statement, (iii) risk limits, and (iv) defining the roles and responsibilities of the board of directors and senior management.

Policy Framework for Strengthening Oversight and Regulation of Shadow Banking Entities

This document sets out the final policy framework to address shadow banking risks posed by non-bank financial entities other than money market funds (MMFs) (“other shadow banking entities”).

An Overview of Policy Recommendations for Shadow Banking

Abstract At the 2011 Summit meeting in Cannes, the G20 Leaders agreed to develop policies to deal with the fault lines exposed by the financial crisis in that part of the financial system that extends credit but is outside the regular banking sector: the so-called “shadow banking system”. Those fault lines centred on a heavy […]

Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos

In response to its November 2012 consultative document ‘A Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos’, the FSB received consultation responses from more than 50 respondents.

Guidance on Recovery Triggers and Stress Scenarios

This guidance focuses on two specific aspects of recovery plans: the design and nature of criteria triggering senior management consideration of recovery actions, and the severity of hypothetical stress scenarios and the design of stress scenarios more generally.

Guidance on Identification of Critical Functions and Critical Shared Services

This guidance should assist authorities and CMGs in their evaluation of the criticality of functions that firms provide to the real economy and financial markets.