Publications

860 results

Public responses to November 2013 consultative document Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

Public comments received from 28 entities on the consultative document “Guidance on Supervisory Interaction with Financial Institutions on Risk Culture”.

Feasibility Study on Approaches to Aggregate OTC Derivatives Data

This consultative document sets out and analyses the various options for aggregating OTC derivatives TR data. Comments should be sent by 28 February to [email protected] with “AFSG comment” in the email title.

Handbook for FSB Peer Reviews (previous version)

This document describes the objectives and sets out guidelines for the conduct of FSB peer reviews.

Senior Supervisors Group Progress Report on Counterparty Data

This report on counterparty data includes background of the project, reporting expectations, and observations by supervisors and from firms’ self-assessments.

Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions

This consultative document sets out the proposed assessment methodologies for identifying NBNI G-SIFIs. The FSB and IOSCO welcome comments sent to [email protected] by 7 April 2014.

Public responses to August 2013 Proposed Regulatory Framework for Haircuts on Non-centrally Cleared Securities Financing Transactions

Comments received from 23 entities on August 2013 consultative proposals on minimum standards for methodologies to calculate haircuts on non-centrally cleared securities financing transactions and a framework of numerical haircut floors.This will serve as an input to finalise policy recommendations.

Global adherence to regulatory and supervisory standards on international cooperation and information exchange: Status update

This 3rd annual update describes the status of adherence to international cooperation standards for banking, securities and insurance regulation and supervision for 60 jurisdictions. It includes an updated list of standards.

Public responses to August 2013 consultative document Assessment Methodology for the Key Attributes of Effective Resolution Regimes for Financial Institutions

Public comments received on the consultative document issued on 28 August 2013.

Principles for an Effective Risk Appetite Framework

The FSB Principles set out key elements for: (i) an effective risk appetite framework, (ii) an effective risk appetite statement, (iii) risk limits, and (iv) defining the roles and responsibilities of the board of directors and senior management.

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions.