Publications

868 results

Funding Strategy Elements of an Implementable Resolution Plan: Overview of Responses to the Public Consultation

An overview of responses to the November 2017 consultation on the funding strategy elements of an implementable resolution plan.

Principles on Bail-in Execution: Overview of Responses to the Public Consultation

An overview of responses to the November 2017 consultation on principles on bail-in execution.

Monitoring the Technical Implementation of the FSB Total Loss-Absorbing Capacity (TLAC) Standard: Call for public feedback

FSB call for public feedback as part of its work to monitor implementation of the bail-in standard.

Thematic peer review on bank resolution planning: Summary Terms of Reference

Objectives, scope and process for the thematic peer review of bank resolution planning.

Public responses to the second consultation on Governance arrangements for the unique product identifier (UPI)

Consultation responses to ‘Governance arrangements for the unique product identifier (UPI)’.

Recommendations for consistent national reporting of data on the use of compensation tools to address misconduct risk

Consultation on recommendations to assist national supervisory authorities to consider and monitor the effectiveness of compensation tools.

FSB Workshop on the Link between Compensation and Conduct Data collection and analysis

Summary note of the FSB’s December 2017 workshop on the link between compensation and conduct data collection and analysis.

Governance arrangements for the unique product identifier (UPI): second consultation document

FSB’s second consultation on proposed governance arrangements for the UPI.

Strengthening Governance Frameworks to Mitigate Misconduct Risk: A Toolkit for Firms and Supervisors

A toolkit that provides 19 tools for firms and supervisors to use to mitigate misconduct risk.

FSB survey of reporting entities on legal barriers to OTC derivatives trade reporting

A survey conducted as part of the FSB’s work to evaluate legal barriers to trade reporting for OTC derivatives transactions.