Publications

155 results

Third progress report on compensation practices

The report reports on remaining implementation gaps and focuses on some of the key challenges and evolving practices in this area.

Thematic Review on Supervisory Frameworks and Approaches to SIFIs – Questionnaire for national authorities

This questionnaire is designed to collect consolidated national responses from FSB member jurisdictions.

Peer Review of Germany

This report examines two topics that are relevant for financial stability and important for Germany: the macroprudential policy framework and microprudential supervision.

Progress Report on Increasing the Intensity and Effectiveness of Supervision

This report takes stock of supervision practices prior to the crisis, takes stock of key changes in supervision practices, and identifies identifies areas where more work is needed.

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture: A Framework for Assessing Risk Culture

This paper identifies some foundational elements that contribute to the promotion of a sound risk culture within a financial institution.

Second FSB Workshop on Compensation Practices

This summary reflects the main points raised in the discussion at the second workshop on compensation practice organised by the FSB in Paris on 1 April 2014.

Public responses to November 2013 consultative document Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

Public comments received from 28 entities on the consultative document “Guidance on Supervisory Interaction with Financial Institutions on Risk Culture”.

Senior Supervisors Group Progress Report on Counterparty Data

This report on counterparty data includes background of the project, reporting expectations, and observations by supervisors and from firms’ self-assessments.

Principles for an Effective Risk Appetite Framework

The FSB Principles set out key elements for: (i) an effective risk appetite framework, (ii) an effective risk appetite statement, (iii) risk limits, and (iv) defining the roles and responsibilities of the board of directors and senior management.

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions.