Publications

79 results

Cross-border Recognition of Resolution Action

This consultative document contains a set of proposals to achieve cross-border recognition of resolution actions and remove impediments to resolution. Comments are welcomed by 1 December 2014.

Foreign Exchange Benchmarks

This consultative document sets out draft recommendations for reforms to FX benchmarks for comment. Responses should be sent by 12 August to [email protected] with “FXBG comment” in the e-mail title.

Feasibility Study on Approaches to Aggregate OTC Derivatives Data

This consultative document sets out and analyses the various options for aggregating OTC derivatives TR data. Comments should be sent by 28 February to [email protected] with “AFSG comment” in the email title.

Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions

This consultative document sets out the proposed assessment methodologies for identifying NBNI G-SIFIs. The FSB and IOSCO welcome comments sent to [email protected] by 7 April 2014.

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions.

Assessment Methodology for Key Attributes of Effective Resolution Regimes for Financial Institutions

This consultative document aims to provide guidance on the assessment of a jurisdiction’s compliance with the Key Attributes.

Application of the Key Attributes of Effective Resolution Regimes to Non-Bank Financial Institutions

This consultation document aims to assist implementation of the Key Attributes with respect to resolution regimes for non-bank financial institutions. Comments should be sent to [email protected] by 15 October 2013.

Information Sharing for Resolution Purposes

This consultative document sets out principles for national legal gateways and confidentiality regimes to allow the sharing of non-public information. Comments should be sent to [email protected] by 15 October.

Principles for an Effective Risk Appetite Framework

This consultative document provides guidance on the key elements contained in an effective risk appetite framework. Comments should be sent to [email protected] by Monday 30 September 2013.

A Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos

This consultative document sets out recommendations for addressing financial stability risks in this area, including regulation of securities financing. Comments should be sent to [email protected] by 14 January 2013.