Supervision and Risk Management

Public responses to November 2013 consultative document Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

Public comments received from 28 entities on the consultative document "Guidance on Supervisory Interaction with Financial Institutions on Risk Culture".

Senior Supervisors Group Progress Report on Counterparty Data

This report on counterparty data includes background of the project, reporting expectations, and observations by supervisors and from firms' self-assessments.

Principles for an Effective Risk Appetite Framework

The FSB Principles set out key elements for: (i) an effective risk appetite framework, (ii) an effective risk appetite statement, (iii) risk limits, and (iv) defining the roles and responsibilities of the board of directors and senior management.

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions.

FSB releases Guidance for More Effective Supervision of Risk Appetite and Risk Culture at Financial Institutions

The FSB seeks feedback on the draft guidance to assess risk culture by 31 January 2014. Responses should be sent to [email protected].

FSB consults on Principles for an Effective Risk Appetite Framework

FSB seeks feedback on its principles to assess the effectiveness of firms' risk appetite frameworks. Responses to the consultation should be sent to [email protected] by Monday 30 September 2013.

2013 Update of Group of Global Systemically Important Banks (G-SIBs)

The FSB and the BCBS have updated the list of G-SIBs, using end-2012 data and an updated assessment methodology published by the BCBS in July 2013.

The Financial Crisis and Information Gaps – Fourth Implementation Progress Report

The report takes stock of the progress to date, describes implementation issues and the links with policy work and other initiatives, and outlines the strategy going forward.

Public responses to July 2013 Principles for an Effective Risk Appetite Framework

Public feedback received from 32 entities on the FSB's consultative document Principles for an Effective Risk Appetite Framework published on 17 July 2013.

Peer Review of the United Kingdom

This report examines topics that are relevant for financial stability and important for the UK: macro-prudential policy framework; micro-prudential supervision; and supervision and oversight of CCPs.

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