Supervision and Risk Management

FSB Releases a Framework for Assessing Risk Culture and Progress Report on Enhanced Supervision

FSB releases A Framework for Assessing Risk Culture and Progress Report on Enhanced Supervision

The FSB published today the following documents: A Framework for Assessing Risk Culture and Progress Report on Enhanced Supervision.

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture: A Framework for Assessing Risk Culture

This paper identifies some foundational elements that contribute to the promotion of a sound risk culture within a financial institution.

Public responses to November 2013 consultative document Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

Public comments received from 28 entities on the consultative document "Guidance on Supervisory Interaction with Financial Institutions on Risk Culture".

Senior Supervisors Group Progress Report on Counterparty Data

This report on counterparty data includes background of the project, reporting expectations, and observations by supervisors and from firms' self-assessments.

Principles for an Effective Risk Appetite Framework

The FSB Principles set out key elements for: (i) an effective risk appetite framework, (ii) an effective risk appetite statement, (iii) risk limits, and (iv) defining the roles and responsibilities of the board of directors and senior management.

Guidance on Supervisory Interaction with Financial Institutions on Risk Culture

This consultative documents seeks feedback on the foundational elements that contribute to the promotion of a sound risk culture within financial institutions.

FSB consults on Principles for an Effective Risk Appetite Framework

FSB seeks feedback on its principles to assess the effectiveness of firms' risk appetite frameworks. Responses to the consultation should be sent to [email protected] by Monday 30 September 2013.

FSB releases Guidance for More Effective Supervision of Risk Appetite and Risk Culture at Financial Institutions

The FSB seeks feedback on the draft guidance to assess risk culture by 31 January 2014. Responses should be sent to [email protected].

2013 Update of Group of Global Systemically Important Banks (G-SIBs)

The FSB and the BCBS have updated the list of G-SIBs, using end-2012 data and an updated assessment methodology published by the BCBS in July 2013.

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