Financial Regulation and Supervision

Guidance on Risk Management and Internal Control System of Deposit Insurers

This Guidance Paper investigates by means of an extended survey the most recent experiences and practices in risk management and internal control systems of deposit insurers. Guidance is provided on how risk management should be applied within deposit insurers.

OECD Recommendation on Financial Literacy

The OECD Recommendation on Financial Literacy presents a single, comprehensive, instrument on financial literacy to assist governments, other public authorities, and relevant stakeholders in their efforts to design, implement and evaluate financial literacy policies

Effective Practices for Cyber Incident Response and Recovery

This toolkit sets out financial institutions’ effective practices for cyber incident response and recovery.

Conflicts of interest and associated conduct risks during the debt capital raising process

This Report proposes Guidance to help IOSCO members address the risk of conflicts of interest and associated conduct risks during the debt capital raising process.

Application Paper on Liquidity Risk Management

This Application Paper on Liquidity Risk Management provides guidance on the supervisory material related to liquidity risk management in the Insurance Core Principles (ICPs) and the Common Framework for the Supervision of Internationally Active Insurance Groups (ComFrame).

Guidance on Public Policy Objectives for Deposit Insurance Systems

This Guidance Paper provides a set of supporting guidance points for the effective implementation of Principle 1 (“Public Policy Objectives') of the IADI Core Principles for Effective Deposit Insurance Systems.

Guidance on Digital Identity

FATF Guidance on Digital Identity

Clock Synchronisation

IOSCO Recommendation: Market Authorities should consider requiring Trading Venues and their participants within their jurisdiction to synchronise, consistent with industry standards, the business clocks they use to record the date and time of any reportable event. Where they do so, business clocks should be synchronised to Coordinated Universal Time (UTC).

Consolidated Basel Framework – leverage ratio (LEV)

This standard describes the simple, transparent, non-risk-based leverage ratio. This measure intends to restrict the build-up of leverage in the banking sector and reinforce the risk-based requirements with a simple, non-risk-based "backstop" measure.

Consolidated Basel Framework – liquidity coverage ratio (LCR)

This standard describes the Liquidity Coverage Ratio, a measure which promotes the short-term resilience of a bank's liquidity risk profile.
Last updated: December 2022

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