These principles provide guidance to securities regulators who are developing or reviewing their regulatory disclosure regimes for cross-border offerings and listings of debt securities.
Financial Regulation and Supervision
1 March 2007
1 February 2007
The objective of the IAIS MMoU is to provide a tool for supervisors by establishing a formal basis for cooperation and information exchange between Signatory Authorities regarding the supervision of insurance companies where cross-border aspects arise. This is inline with the IAIS' broader objective to encourage cooperation and information exchange amongst insurance supervisors.
1 September 2006
This document presents a number of principles that are intended to support banks and supervisors in interpreting the key use test provisions of the Basel II Framework.
29 August 2006
The document outlines business continuity principles that apply to industry participants and financial authorities.
14 June 2006
This document was issued to provide supervisors with guidance on the prudential supervision of banks' implementation of the fair value option.
This document addresses the question of information sharing between home and host supervisors under the Basel II Capital Framework.
1 March 2006
This document sets out principles with measures for implementation to assist market intermediaries to increase the effectiveness of their compliance function.
The document provides guidelines on how to apply global AMF/CFT standards to the operation of collective investment schemes (CIS).
13 July 2005
This document provides further clarification surrounding the quantification of loss-given-default (LGD) parameters used for Pillar 1 capital calculations.This guidance is not intended to amend the Revised Basel II Framework Document issued in June 2004 or to introduce any new rules.
26 April 2005
This document provides basic guidance for banks and sets out banking supervisors' views on compliance in banking organisations.