This Guidance examines how new and innovative payment products and services work, and how to regulate and supervise this activity in line with a risk-based approach.
Financial Regulation and Supervision
1 June 2013
This Guidance will assist in the effective implementation of these additional measures for foreign, domestic and international organisation PEPs, their family members and close associates, as set out in Recommendations 12 and 22.
This document outlines a set of 11 principles for the valuation of Collective Investment Schemes (CIS) and are intended to be a basis against which both the industry and regulators can assess the quality of regulation and industry practices concerning CIS valuation.
This document outlines a set of principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning liquidity risk management for collective investment schemes (CIS). These principles aim to reflect a level of common approach and to be a practical guide for regulators and industry practitioners.
15 February 2013
This document provides guidance to supervisors and banks on approaches for managing the risks associated with the settlement of foreign exchange (FX) transactions. It expands on, and replaces, the Basel Committee's Supervisory guidance for managing settlement risk in foreign exchange transactions published in 2000.
1 February 2013
This Guidance focuses on ensuring that AML/CFT controls do not inhibit access to well regulated financial services for financially excluded and underserved groups, including low income, rural sector and undocumented groups.
22 January 2013
IOSCO issued nine principles to promote robust customer protection in connection with the distribution of complex financial products by intermediaries, including guidance on how the applicable suitability requirements should be implemented.
16 November 2012
The report makes a series of recommendations aimed at ensuring securitisation markets, including cross-border markets, develop on what IOSCO views as a sound and sustainable basis. The report also provides a very broad overview of the state of the securitization markets around the world.
4 November 2012
The Principles for Ongoing Disclosure for Asset Backed Securities aim to enhance investor protection by providing guidance to regulators that are developing or reviewing their disclosure regimes for offerings and listings of asset backed securities.
2 October 2012
These principles detail a set of recommended practices for Price Reporting Agencies (PRAs) that produce assessments which are referenced by oil derivatives contracts.