This document outlines a set of principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning liquidity risk management for collective investment schemes (CIS). These principles aim to reflect a level of common approach and to be a practical guide for regulators and industry practitioners.
Financial Regulation and Supervision
15 February 2013
This document provides guidance to supervisors and banks on approaches for managing the risks associated with the settlement of foreign exchange (FX) transactions. It expands on, and replaces, the Basel Committee's Supervisory guidance for managing settlement risk in foreign exchange transactions published in 2000.
1 February 2013
This Guidance focuses on ensuring that AML/CFT controls do not inhibit access to well regulated financial services for financially excluded and underserved groups, including low income, rural sector and undocumented groups.
22 January 2013
IOSCO issued nine principles to promote robust customer protection in connection with the distribution of complex financial products by intermediaries, including guidance on how the applicable suitability requirements should be implemented.
16 November 2012
The report makes a series of recommendations aimed at ensuring securitisation markets, including cross-border markets, develop on what IOSCO views as a sound and sustainable basis. The report also provides a very broad overview of the state of the securitization markets around the world.
4 November 2012
The Principles for Ongoing Disclosure for Asset Backed Securities aim to enhance investor protection by providing guidance to regulators that are developing or reviewing their disclosure regimes for offerings and listings of asset backed securities.
2 October 2012
These principles detail a set of recommended practices for Price Reporting Agencies (PRAs) that produce assessments which are referenced by oil derivatives contracts.
1 October 2012
IOSCO's recommendations aim to provide common standards for the regulation and management of money market funds (MMFs) across jurisdictions, articulated around some key principles of maturity, liquidity and credit risk. In addition, the aim of these recommendations is to supplement the existing frameworks where IOSCO considers there is still room for further reforms and improvements.
30 September 2012
The Core Principles for Effective Banking Supervision are the minimum standard for sound prudential regulation and supervision of banks and banking systems.
24 September 2012
The Joint Forum's final report on Principles for the Supervision of Financial Conglomerates provides a set of principles which supersedes the compendium of principles on this topic developed in 1999 and published in 2001 by the Joint Forum ('the 1999 Principles').