Financial Regulation and Supervision

Identification and management of step-in risk

This BCBS document contains the guidelines on identification and management of step-in risk, which aim to mitigate the systemic risks stemming from potential financial distress in shadow banking entities spilling over to banks.

Application paper on regulation and supervision of mutuals, cooperatives and community-based organisations in increasing access to insurance markets

Based on the IAIS Insurance Core Principles the Paper provides guidance on the supervision of Mutuals, Cooperatives and Community-based Organisations (MCCOs) to increase access to insurance markets.

Magazine article: What a Difference a Decade Makes

Article by Mark Carney, Chair of the Financial Stability Board and Governor of the Bank of England, published in a magazine by the G20 Research Group at the University of Toronto at the time of the G20 Leaders’ Summit in Hamburg.  

Guidance on continuity of access to Financial Market Infrastructures (FMIs) for a Firm in Resolution

FSB guidance on how firms that have entered resolution should continue to have access to financial market infrastructures (FMIs).

Guiding Principles on the Internal Total Loss-Absorbing Capacity of G-SIBs (‘Internal TLAC’)

These guiding FSB principles are intended to assist authorities and firms as they implement the internal total loss-absorbing capacity (internal TLAC) requirement of the FSB’s TLAC standard.

Guidance on central counterparty resolution and resolution planning

FSB guidance to assist authorities in their resolution planning for CCPs and to promote international consistency

Objectives and Principles of Securities Regulation

This IOSCO document sets out 38 Principles of securities regulation, which are based upon three objectives of securities regulation: protecting investors; ensuring that markets are fair, efficient and transparent; reducing systemic risk. This document is a revised version of the Principles adopted in 2010.

Keynote speech: What a Difference a Decade Makes

Keynote speech by Mark Carney, Governor of the Bank of England and Chair of the Financial Stability Board, at the Institute of International Finance’s Washington Policy Summit, on 20 April 2017.  

Ten years on: fixing the fault lines of the global financial crisis

Article by Mark Carney, Governor of the Bank of England and Chair of the Financial Stability Board, for the Banque de France Financial Stability Review 2017.  

Prudential treatment of problem assets – definitions of non-performing exposures and forbearance

This BCBS document contains the guidelines on the prudential treatment of problem assets, which provide definitions of non-performing exposures and forbearance.

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