Financial Regulation and Supervision

Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets

The recommendations emphasize the importance of ensuring the availability of corporate bond information, both to regulators in the form of reporting and to the public in the form of transparency requirements, thus enhancing pre-trade and post-trade transparency.

Supplementary guidance to the FSB Principles and Standards on sound compensation practices

This supplementary guidance provides firms and supervisors with a framework to consider how compensation practices and tools, such as in-year bonus adjustments, malus or clawback, can be used to reduce misconduct risk and address misconduct incidents.

Sound Practices on implications of fintech developments for banks and bank supervisors

This document assesses how fintech may affect the banking industry and bank supervision and provides key implications and related considerations for banks and bank supervisors.

Good Practices on the Role of Pension Supervisory Authorities in Consumer Protection Related to Private Pensions

These Good Practices offer guidance to Pension Supervisory Authorities on how to ensure effective consumer protection in the field of private pensions.

Recommendations for Liquidity Risk Management for Collective Investment Schemes

The IOSCO 2018 Liquidity Recommendations replace the liquidity risk management framework contained in the 2013 Liquidity Report (Principles of Liquidity Risk Management for Collective Investment Schemes, March 2013).

Good Practices for Financial Consumer Protection

Comprehensive reference on good practices for financial consumer protection.

Application Paper on Product Oversight in Inclusive Insurance

The Application Paper on Product Oversight in Inclusive Insurance provides guidance to supervisors, regulators and policymakers when considering, designing and implementing regulations and supervisory practices on product oversight in inclusive insurance markets.

Application paper on group corporate governance

This IAIS Application Paper identifies good supervisory practices and examples to address challenges specific to the governance of insurance groups.

Guidance on AML/CFT measures and financial inclusion, with a supplement on customer due diligence

The objective of this updated FATF report is to encourage countries to make use of the FATF Recommendations’ flexibility to provide sound financial services to the financially excluded.

Guidance on private sector information sharing

This FATF guidance sets out the obstacles related to effective exchange of information between financial institutions, articulates the requirements of the FATF Recommendations in this context and aims to improve effective information sharing.

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