This document provides technical guidance on the definition, format and allowable values of critical data elements of OTC derivative transactions, other than UTI and UPI (CDE), reported to trade repositories and important to aggregation by authorities.
Financial Regulation and Supervision
9 April 2018
The recommendations emphasize the importance of ensuring the availability of corporate bond information, both to regulators in the form of reporting and to the public in the form of transparency requirements, thus enhancing pre-trade and post-trade transparency.
9 March 2018
This supplementary guidance provides firms and supervisors with a framework to consider how compensation practices and tools, such as in-year bonus adjustments, malus or clawback, can be used to reduce misconduct risk and address misconduct incidents.
19 February 2018
This document assesses how fintech may affect the banking industry and bank supervision and provides key implications and related considerations for banks and bank supervisors.
9 February 2018
These Good Practices offer guidance to Pension Supervisory Authorities on how to ensure effective consumer protection in the field of private pensions.
The IOSCO 2018 Liquidity Recommendations replace the liquidity risk management framework contained in the 2013 Liquidity Report (Principles of Liquidity Risk Management for Collective Investment Schemes, March 2013).
1 December 2017
Comprehensive reference on good practices for financial consumer protection.
24 November 2017
The Application Paper on Product Oversight in Inclusive Insurance provides guidance to supervisors, regulators and policymakers when considering, designing and implementing regulations and supervisory practices on product oversight in inclusive insurance markets.
9 November 2017
This IAIS Application Paper identifies good supervisory practices and examples to address challenges specific to the governance of insurance groups.
4 November 2017
The objective of this updated FATF report is to encourage countries to make use of the FATF Recommendations’ flexibility to provide sound financial services to the financially excluded.