Financial Regulation and Supervision

Guidance on continuity of access to Financial Market Infrastructures (FMIs) for a Firm in Resolution

FSB guidance on how firms that have entered resolution should continue to have access to financial market infrastructures (FMIs).

Guiding Principles on the Internal Total Loss-Absorbing Capacity of G-SIBs (‘Internal TLAC’)

These guiding FSB principles are intended to assist authorities and firms as they implement the internal total loss-absorbing capacity (internal TLAC) requirement of the FSB’s TLAC standard.

Guidance on central counterparty resolution and resolution planning

FSB guidance to assist authorities in their resolution planning for CCPs and to promote international consistency

Objectives and Principles of Securities Regulation

This IOSCO document sets out 38 Principles of securities regulation, which are based upon three objectives of securities regulation: protecting investors; ensuring that markets are fair, efficient and transparent; reducing systemic risk. This document is a revised version of the Principles adopted in 2010.

Keynote speech: What a Difference a Decade Makes

Keynote speech by Mark Carney, Governor of the Bank of England and Chair of the Financial Stability Board, at the Institute of International Finance’s Washington Policy Summit, on 20 April 2017.  

Ten years on: fixing the fault lines of the global financial crisis

Article by Mark Carney, Governor of the Bank of England and Chair of the Financial Stability Board, for the Banque de France Financial Stability Review 2017.  

Prudential treatment of problem assets – definitions of non-performing exposures and forbearance

This BCBS document contains the guidelines on the prudential treatment of problem assets, which provide definitions of non-performing exposures and forbearance.

The Promise of FinTech – Something New Under the Sun?

Speech given by Mark Carney, Governor of the Bank of England and Chair of the Financial Stability Board, for the G20 conference on "Digitising finance, financial inclusion and financial literacy", Wiesbaden.

Policy recommendations to address structural vulnerabilities from asset management activities

This FSB report sets out 14 policy recommendations to address structural vulnerabilities from asset management activities that could potentially present financial stability risks.

Application Paper on Approaches to Supervising the Conduct of Intermediaries

This Application Paper documents ideas on approaches that IAIS members may wish to consider when developing or revising a regime for the supervision of intermediaries, including when implementing ICP 18 (Intermediaries) and the relevant aspects of ICP 19 (Conduct of business), and incorporating them into their broader supervisory frameworks.

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