FSB holds meeting of RCG for Asia in Sydney.
Financial Regulation and Supervision
26 October 2018
This non-binding guidance aims to support the design and implementation of the risk-based approach for securities products and services, by providing specific guidance and examples for securities providers and their supervisors.
25 October 2018
This non-binding guidance aims to support the design and implementation of the risk-based approach for life insurance products and services, by providing specific guidance and examples for life insurance providers and their supervisors.
17 October 2018
These principles are the guidelines that focus on the core elements of stress testing frameworks.
19 September 2018
The guidance identifies and promotes regulatory approaches that can enhance the protection of retail investors in the area of OTC leveraged products offered and sold to retail investors.
18 September 2018
Guidance to address the identified risks and the potential harm caused by specific, existing conflicts of interest and associated misconduct which can arise during the equity capital raising process.
1 August 2018
Recommendations applicable to the establishment, use and on-going monitoring of mechanisms that may be used to manage extreme, including abnormal, volatility, and/or preserve orderly trading.
Strengthening governance frameworks to mitigate misconduct risk: a toolkit for firms and supervisors
20 April 2018
This report provides a toolkit that firms and supervisors can use to mitigate misconduct risk.
The supervisory stress testing framework is designed to support tests conducted by one or more authorities that examine the potential macro-level impact of a common stress event affecting multiple CCPs.
9 April 2018
This document provides technical guidance on the definition, format and allowable values of critical data elements of OTC derivative transactions, other than UTI and UPI (CDE), reported to trade repositories and important to aggregation by authorities.