Financial Regulation and Supervision

FSB RCG for the MENA discusses SME financing, the use of SupTech and RegTech, and implementation of the Net Stable Funding Ratio

FSB holds meeting of RCG for the Middle East and North Africa in Istanbul.

FSB RCG for Asia discusses management of capital flows, stress tests, cyber security, the use of FinTech to promote financial inclusion and access to trade finance

FSB holds meeting of RCG for Asia in Sydney.

Risk-based approach guidance for the securities sector

This non-binding guidance aims to support the design and implementation of the risk-based approach for securities products and services, by providing specific guidance and examples for securities providers and their supervisors.

Risk-based Approach Guidance for the Life Insurance Sector

This non-binding guidance aims to support the design and implementation of the risk-based approach for life insurance products and services, by providing specific guidance and examples for life insurance providers and their supervisors.

Stress testing principles

These principles are the guidelines that focus on the core elements of stress testing frameworks.

Report on Retail OTC Leveraged Products

The guidance identifies and promotes regulatory approaches that can enhance the protection of retail investors in the area of OTC leveraged products offered and sold to retail investors.

Conflicts of interest and associated conduct risks during the equity capital raising process

Guidance to address the identified risks and the potential harm caused by specific, existing conflicts of interest and associated misconduct which can arise during the equity capital raising process.

Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading

Recommendations applicable to the establishment, use and on-going monitoring of mechanisms that may be used to manage extreme, including abnormal, volatility, and/or preserve orderly trading.

Strengthening governance frameworks to mitigate misconduct risk: a toolkit for firms and supervisors

This report provides a toolkit that firms and supervisors can use to mitigate misconduct risk.

Framework for supervisory stress testing of central counterparties (CCPs)

The supervisory stress testing framework is designed to support tests conducted by one or more authorities that examine the potential macro-level impact of a common stress event affecting multiple CCPs.

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