Archives - Financial Regulation and Supervision
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23 March 2020 Guidance on Public Policy Objectives for Deposit Insurance Systems
This Guidance Paper provides a set of supporting guidance points for the effective implementation of Principle 1 (“Public Policy Objectives') of the IADI Core Principles for Effective Deposit Insurance Systems. -
6 March 2020 Guidance on Digital Identity
FATF Guidance on Digital Identity -
16 January 2020 Clock Synchronisation
IOSCO Recommendation: Market Authorities should consider requiring Trading Venues and their participants within their jurisdiction to synchronise, consistent with industry standards, the business clocks they use to record the date and time of any reportable event. Where they do so, business clocks should be synchronised to Coordinated Universal Time (UTC). -
15 December 2019 Consolidated Basel Framework - margin requirements (MGN)
This standard establishes minimum standards for margin requirements for non-centrally cleared derivatives. Such requirements reduce systemic risk with respect to non-standardised derivatives by reducing contagion and spillover risks and promoting central clearing. -
15 December 2019 Consolidated Basel Framework - supervisory review process (SRP)
The Pillar 2 supervisory review process ensures that banks have adequate capital and liquidity to support all the risks in their business, especially with respect to risks not fully captured by the Pillar 1 process, and encourages good risk management. -
15 December 2019 Consolidated Basel Framework - disclosure requirements (DIS)
This standard sets out disclosure requirements, which aim to encourage market discipline. -
15 December 2019 Consolidated Basel Framework - core principles for effective banking supervision (BCP)
The Basel Core Principles provide a comprehensive standard for establishing a sound foundation for the regulation, supervision, governance and risk management of the banking sector. -
15 December 2019 Consolidated Basel Framework - scope and definitions (SCO)
This standard describes the scope of application of the Basel Framework.
Last updated: December 2022 -
15 December 2019 Consolidated Basel Framework - definition of capital (CAP)
This standard describes the criteria that bank capital instruments must meet to be eligible to satisfy the Basel capital requirements, as well as necessary regulatory adjustments and transitional arrangements. -
15 December 2019 Consolidated Basel Framework - risk based capital requirements (RBC)
This standard describes the framework for risk-based capital requirements.