FSB publishes guiding principles on statutory and contractual mechanisms to give cross-border effect to resolution actions in accordance with the Key Attributes.
Policy Documents
3 November 2015
Guidance to ensure host regulators are given sufficient information by home regulators on SIFI resolution where a firm is systemic for a host market.
14 November 2014
This report sets out measures to strengthen the voice of emerging market and developing economies in the FSB while also preserving the effectiveness of its decision making process.
This version of the Key Attributes incorporates guidance on their application to non-bank financial institutions and on arrangements for information sharing to support the effective resolution.
This report takes stock of supervision practices prior to the crisis, takes stock of key changes in supervision practices, and identifies identifies areas where more work is needed.
This paper identifies some foundational elements that contribute to the promotion of a sound risk culture within a financial institution.
18 November 2013
The FSB Principles set out key elements for: (i) an effective risk appetite framework, (ii) an effective risk appetite statement, (iii) risk limits, and (iv) defining the roles and responsibilities of the board of directors and senior management.
29 August 2013
Abstract At the 2011 Summit meeting in Cannes, the G20 Leaders agreed to develop policies to deal with the fault lines exposed by the financial crisis in that part of the financial system that extends credit but is outside the regular banking sector: the so-called “shadow banking system”. Those fault lines centred on a heavy […]
In response to its November 2012 consultative document 'A Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos', the FSB received consultation responses from more than 50 respondents.
29 August 2013
This document sets out the final policy framework to address shadow banking risks posed by non-bank financial entities other than money market funds (MMFs) ("other shadow banking entities").