Compendium

Conflicts of interest and associated conduct risks during the debt capital raising process

This Report proposes Guidance to help IOSCO members address the risk of conflicts of interest and associated conduct risks during the debt capital raising process.

Central Bank Transparency Code (CBT)

CBT is a voluntary code intended to help central banks to review their transparency practices along 5-pillar framework, covering all aspects of their mandate and operations, to facilitate informed dialogue with the stakeholders.

Application Paper on Liquidity Risk Management

This Application Paper on Liquidity Risk Management provides guidance on the supervisory material related to liquidity risk management in the Insurance Core Principles (ICPs) and the Common Framework for the Supervision of Internationally Active Insurance Groups (ComFrame).

Guidance on Public Policy Objectives for Deposit Insurance Systems

This Guidance Paper provides a set of supporting guidance points for the effective implementation of Principle 1 (“Public Policy Objectives') of the IADI Core Principles for Effective Deposit Insurance Systems.

Guidance on Digital Identity

FATF Guidance on Digital Identity

Clock Synchronisation

IOSCO Recommendation: Market Authorities should consider requiring Trading Venues and their participants within their jurisdiction to synchronise, consistent with industry standards, the business clocks they use to record the date and time of any reportable event. Where they do so, business clocks should be synchronised to Coordinated Universal Time (UTC).

Financial Soundness Indicators Compilation Guide (2019 FSIs Guide)

The 2019 FSIs Guide aimed at compilers and users of FSIs, provides guidance on the concepts and definitions, and methods for the compilation and dissemination of FSIs for deposit takers, other financial corporations, and real sectors, which provide a critical input for macroprudential surveillance and policy use.

Consolidated Basel Framework – scope and definitions (SCO)

This standard describes the scope of application of the Basel Framework.
Last updated: December 2022

Consolidated Basel Framework – definition of capital (CAP)

This standard describes the criteria that bank capital instruments must meet to be eligible to satisfy the Basel capital requirements, as well as necessary regulatory adjustments and transitional arrangements.

Consolidated Basel Framework – risk based capital requirements (RBC)

This standard describes the framework for risk-based capital requirements.

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